Jessica Mathews

Advisory groups with over $500 million in client assets dominate the industry. Still, many choose to go it alone.

Investing in technology is an ongoing expense.

The New York-based firm has secured over $62 million in equity funding since its founding in 2014.

The regulator is going back to some of the firms that voluntarily settled, requesting information on revenue sharing.

Morgan Stanley was dragged into the family spat as father and children fought a tug-of-war over two accounts held at the firm.

The value custodians offer RIAs is not going away any time soon, but it is has changed.

Succession planning, reputation and technology proved to be important in the decision-making process for these advisors.

A financial advisor at another firm says he was promised a lower mortgage rate at Bank of America if he deposited money into his Merrill Edge account.

When Redtail Technology moved into its new building 18 months ago, CEO Brian McLaughlin ensured it had homey touches, like comfortable seating, a basketball court and slides.