Joseph Lo

Vice President of Wealth Product Innovation

Joseph Lo is the vice president of wealth product innovation at Broadridge, where he is responsible for creating innovative technology-based solutions to solve clients’ challenges in the financial services industry. Joseph has over a decade of experience in the software and product development field.

Technology

To personalize service, first personalize technology

The slow pace of IT innovation leaves little room for advisors to Apple-ize client-facing functions — and they’re losing business because of it.

By Joseph Lo

September 15

TRENDING

Industry News

UBS considering U.S. CEO role for Karofsky in strategic revamp

UBS reportedly planning to appoint investment bank chief Rob Karofsky to lead its U.S. business, where he'd focus on expanding into the U.S. wealth market.

By Myriam Balezou and Laura Noonan

May 16
Regulation and compliance

Setting the standard: 42 cases in 5 years of Reg BI

Brokerages and industry lawyers say the conduct standard's key provision is its requirement that advisors consider alternatives to risky and expensive investments.

By Dan Shaw

May 16
Artificial intelligence

How wealth managers are responding to the impact of AI in the industry

AI has become a crucial part of the conversation for wealth managers, as firms such as Goldman Sachs, Morgan Stanley and Citigroup consider how to deploy the technology.

By Stewart Bowling

May 16