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Paul Atkins said he doesn't like regulation by enforcement, a message that broker-dealer groups have spent the last several years longing to hear.
May 21 -
NewEdge Securities was also ordered to pay disgorgement of $750,746 plus interest.
March 24
Paul Atkins said he doesn't like regulation by enforcement, a message that broker-dealer groups have spent the last several years longing to hear.
NewEdge Securities was also ordered to pay disgorgement of $750,746 plus interest.