Maddy Perkins is managing editor of editorial operations at Arizent. Follow her on Twitter @perkedit.
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A family office founded by Rothstein Kass executives gets backing from rapidly expanding Focus Financial Partners.
June 12 -
FINRA slapped the investment banks with $1 million each in fines for submitting incorrect data on trade-related transactions.
June 4 -
Wells Fargo has a new group chief compliance officer for its wealth, brokerage and retirement division.
June 4 -
A former J.P Morgan advisor team that managed $1.5 billion in client assets has left the firm to join Wells Fargo Advisors.
June 2 -
Two former UBS advisors are moving over to Stifel.
June 2