Margarida Correia

Second-quarter profits from wealth management and securities services jumped 56.3% to $100 million from $64 million a year ago.

Second-quarter revenue dipped 9.4% year-over-year, while profits plunged 22.5%.

For the first six months of 2016, the bank's global wealth management businesses generated $2.9 billion in revenue, flat from the same period last year.

The North Carolina credit union will look to CUSO to help it expand its investment services program, which has about $13.8 million in AUM.

The firm admitted to wrongdoing, saying the incomplete trading data was due to a computer coding error.

In their zeal to comply with the Labor Department's fiduciary rule, firms could find themselves in regulatory hot water for reverse churning.

Which banks are advisers moving to? Here are 15 who have switched recently to BNY Mellon, Northern Trust, U.S. Bank and Wilmington Trust from myriad financial institutions.

The 81-year-old widower also won an additional $12,000 for his elderly friend in a FINRA arbitration proceeding.

The executive will oversee the development and implementation of business strategies across the bank's wealth management units.

Banks are lining up behind Capital One to launch robo platforms even as they gird for an initial hit to their brokerage business.