Marianne Caswell

President

Marianne Caswell is the President of Park Avenue Securities, LLC and is building a comprehensive wealth management platform to help financial advisors meet the wealth management needs of their clients. Park Avenue Securities is a registered broker-dealer, investment adviser and a direct, wholly-owned subsidiary of The Guardian Life Insurance Company of America. PAS is a member of FINRA and SIPC.

Practice management

Embracing the subscription fee model gives clients more options

For advisors, this structure can deepen relationships and help bring interaction with new populations and prospects, writes Marianne Caswell.

By Marianne Caswell

June 13

TRENDING

Economic news

Fed keeps rates steady as inflation remains stubborn

Back in December 2023, Wall Street was hoping for rate cuts early and often. But as of May 2024, "higher for longer" seems to be the new policy — at least for now.

By Nathan Place

9h ago
Industry News

Sanctuary buys tru Independence, creating $42B firm

The merger "will fundamentally transform the RIA ecosystem," tru CEO Craig Stuvland says.

By Staff report

10h ago
Regulation and compliance

Stricter FINRA rules lead to cliff-drop in advisor requests for expungement

Advisor advocates say they are beginning to look to civil courts and other FINRA alternatives to get erroneous customer complaints removed from their clients' online records.

By Dan Shaw

10h ago