Paul Soltis is the global market manager for software firm Confluence.

Paul Soltis

Global Market Manager

Paul Soltis is the global market manager for software firm Confluence.

Form N-PORT

The industry is prepping for a major reporting overhaul

The Form N-PORT compliance era official begins in the second quarter of 2018.

By Paul Soltis

December 28
Form N-PORT

Industry preps for major reporting overhaul

Institutions are regularly compiling large amounts of data in their quest for enhanced disclosure, an expert writes.

By Paul Soltis

October 30

TRENDING

Recruiting

LPL to offer payouts of 50% to 70% in new employee channel

The No. 1 IBD revealed new details of its W-2 affiliation after it followed rivals into the employee channel with an acquisition it made last year.

By Tobias Salinger

1h ago
CARES Act

‘Embarrassed’ by Wells Fargo, 6 advisors take $300M in AUM to Raymond James

“We basically had clients demanding that we find a new home,” after Wells Fargo failed to secure PPP loans for them, an advisor says.

By Ann Marsh

August 4
Broker dealers

Fewer than 40K advisors joined BD industry in 2019

The number of advisors registering with FINRA has fallen since 2016, as more planners elect a fee-only model.

By Jessica Mathews

August 4