Sean Allocca

Wealth management technology is starting to reach a certain maturation level, says the firm’s head of emerging technology.

Frederick McDonald Jr. is accused of failing to disclose key risk factors regarding the complex world of the cannabis manufacturing industry.

The Betterment chief dishes on why flat fees may just be a “thing of the moment.”

The new funds mark the startup’s latest foray into traditional wealth management.

More than 100 equity and fixed-income funds will be integrated directly into the firm’s advisor platform.

The technology provider’s parent is undergoing an overhaul intended to align its subsidiaries, says CEO Eric Clarke.

Last year's performance suggests the upstarts may have an Achilles' heel.

The Swiss bank’s managing director says the wealth management industry is ignoring what matters most — the client experience.

Andreessen Horowitz — one of the richest and most famous firms on Sand Hill Road — is giving up its VC designation.

After 30 years and a monster merger with Financial Engines, the firm is doubling down on its AUM fee structure.

It’s not the traditional client base of the aging baby boomer anymore, says the firm's head of technology.

The wealth manager recently introduced monthly fees. But, it's not for everyone.

The question may not be if tech giants will become a force in wealth management — but what can possibly stop them?

The New York-based firm has secured over $62 million in equity funding since its founding in 2014.

The independent broker-dealer accidentally published a list of credits of its most lucrative advisors.

Chuck Person persuaded student-athletes to form illegal business relationships with at least one financial advisor.

Instead of developing new tools, wealth management innovators will focus on making existing planning tech more efficient.

The deal combines two giants: the leading financial planning provider by market share with the leading TAMP by client assets.

The transaction means the TAMP will own software that serves tens of thousands of financial advisors.

The increased scrutiny focuses on the algorithms at the heart of automated investment decisions.