Suleman Din

Though the mutual fund provider will have a majority ownership in eMoney, the company will remain independent.

An inside look at the ETF business of a Morgan Stanley advisor turned asset manager.

The claim represents more than half the awards handed out by the regulator against advisors so far this month.

Advisors in the Midwest and on the West Coast noticed information from their accounts on Pastebin, a website notoriously used for posting hacked or leaked information.

There were four ETPs launched in 2014 that crossed the $250 million asset milestone, and five others that were shuttered, before the end of the year.

In 2015, much of the industry's growth outlook will depend on how competition fares between the cascade of funds entering the market, currency hedging and smart beta trends, and the momentum new non-transparent ETFs can gain with investors and offerings.

Two changes will come into effect by July -- an alternative capstone course, and a broadened definition of experience requirements.

The firm recruits a team with advisors from Wells Fargo and JP Morgan.

RIAs follow the money.

The advisor was with Raymond James for five years without any customer complaints noted by FINRA.

ETFs in the U.S. reached a $2 trillion dollar milestone in December, demonstrating the product’s surge in popularity. Here are the year's top 10 performing ETFs available to investors.

"He called for the male clients, I called for the females," says ex-assistant, who says she knew phone calls to liquidate client assets after a B-D change were wrong.

The ETF industry in the U.S. has finally broken through the $2 trillion dollar milestone, demonstrating the product’s surge in popularity with investors. Through December 22nd, assets have increased 18% in 2014 from $1.698 trillion to $2.007 trillion based on positive market performance and net new assets.

A former Wells Fargo advisor allegedly stole nearly $89,000 from an aging woman who authorized him to pay her rent.

Margaret Towle was most recently a partner and managing director with HighTower Advisors. She's also editor-in-chief of The Journal of Investment Consulting.

An attorney for Jorge Posada and Jose Contreras says ballplayers were "victims of fraud, taken advantage of at every turn."

The CFP Board’s first computer-based exam attracted over 2,100 applicants.

With nearly 16,000 firms managing $2.4 trillion in assets, Cerulli predicts the RIA industry will capture 28% of retail investor assets by 2018.

With ETF assets now poised to cross the $2 trillion mark in the U.S., industry experts discuss the rapid growth, innovation and market acceptance of exchange traded products in the last decade.

Wealth managers called into active duty have a delicate balancing act between serving firm and country.