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The former president and chief executive of Gateway Bank in Oakland, Calif., has been accused of orchestrating a fraud scheme to disguise the bank's crumbling financial condition.
April 4 -
Only 40 banks have their own brokerage units, a mere 2% of the 1,809 banks that offer investment services.
April 2 -
The future of the branch is anyone's guess, but one thing is for sure: RIP teller lines. The new teller-line free branch concepts require staff members to better deliver a brand experience that includes demoing new mobile app features to signing a customer up on a new product.
April 2 -
Jim McNeil moves to Information Inc., another group within SmithBucklin, as his career comes full circle.
April 1 -
David Jones, the son of a minister, finds parallels between his chosen career at Lake City Bank and his father's work. They both help people, but he uses a desk instead of a pulpit.
March 31 -
Bank Investment Consultant decamped to Florida last month for the Bank Insurance & Securities Association's annual conference.
March 31 -
Regulators have a difficult and thankless job. In the advisory industry, with thousands of people, regulators are tasked with creating a universal minimum threshold of service and competence.
March 31 -
FINRA continues to tighten its rules to make sure investors get suitable advice. Meanwhile, advisors are trying to keep their heads above water.
March 31 -
A former executive of Weymouth Banks brokerage division and a former representative of M&T Bank Securities were barred from the industry for serious misconduct.
March 31 -
Poll results on if bank branch networks will decrease in the next decade.
March 31 -
M&A has been marked by the pursuit of earning assets in recent years, but banks that have cracked the organic loan growth code are looking to buy deposit-heavy banks before interest rates rise.
March 31 -
The U.S. Postal Service's inspector general defends a proposal - that the Postal Service should get into banking - that has come under fire from many in the financial industry.
March 31 -
The constant monitoring is helping the bank keep tabs on customers' likes and dislikes and stay on top of complaints.
March 28 -
Each branch is unique with different personalities so you need to "crack the code" for each location-the key is to make their lives easier.
March 27 -
More banks are deciding to invest millions in mobile banking, video tellers and core-processing upgrades after avoiding capital spending for a long time. They says it's a good move for the long term, but some will take heat from investors and other critics in the short run.
March 27 -
The Federal Reserve Board denied the capital plans of Citigroup, HSBC, RBS Citizens, Santander and Zions in its second round of stress tests this year.
March 26 -
Nearly 150 million U.S. adults are expected to be banking on their mobile devices by 2018, and lenders can roll out the red carpet with user-friendly apps and modernized branches.
March 26 -
Over the next 12 - 18 months, the bank will introduce the U.S. version of the ultra-high-net wealth management program that its parent, BNP Paribas, rolled out in Europe and Asia.
March 24 -
Big Blue is trying to combine the products of several security-tech companies it has bought in recent years into a fraud detection system that compliance-minded banks want to buy. The challenges facing the vendor and its clients overlap considerably.
March 21 -
Bankers should view complaints on sites like Facebook and Twitter as an opportunity to publicly score points with customers.
March 21

