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The change, the regulator says, will facilitate greater competition and innovation in the ETF marketplace, leading to more choice for investors.
October 10 -
The cost savings of peer-to-peer trading could prove appealing in a world where profits are being squeezed by a race to the bottom on fees.
October 3 -
Wild price swings that have exceeded double-digit percentages in a single day have spurred the regulator to keep a close eye on volatility.
October 1 -
Cash flow has subsided and market conditions have changed since the fund was closed to most new accounts in 2016.
September 25 -
The first-of-its-kind product is cleared and features the same creation-and-redemption process common with traditional offerings.
September 3 -
More than 10,000 cryptocurrency investors received open letters from the IRS informing them that they may owe taxes on their digital holdings.
August 13 -
The regulator postponed until October a ruling on whether listing rules can change to allow two cryptocurrency funds to start trading.
August 13 -
The SEC and FINRA say they’ve held a series of discussions with market participants on how decades-old custody rules might apply to virtual coins.
July 10 -
A Financial Action Task Force note on digital asset oversight is “one of the biggest threats to crypto today,” a research executive said.
June 12 -
Making sure what we say and what clients hear has been a trial-and-error process, but one that’s yielded useful results.
May 27Life Planning Partners