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The FTC wants buyers and sellers to identify their largest shareholders, the extent of their influence and any communications they’ve had, sources say.January 24
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The move expands the manager’s commission-free platform, which has included all mutual funds since 1977 and all ETFs since 2010.January 22
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Macro funds, which invest in broad global trends, had the biggest disparity.January 22
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To grow, firms need to be as engaged in the marketing and sales side of their business as they are in the investment side.January 21
CEOSondhelm Partners
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Assets under management at Nancy Prior’s group, which includes bond and money market funds, have grown from $714 billion under her leadership.January 15
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The SEC-approved ETF strategy protects “the intellectual alpha of active managers.”January 14
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Protesters and nonprofits are ramping up criticism of the largest fund managers for what they say is insufficient action around the global environmental crisis.January 10
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The bank created a new unit that houses its Marcus online lending business and credit-card venture with Apple.January 7
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Managers of the funds became increasingly involved with private debt last year; boosting their median allocation to 2.9% from 2.1%, data show.January 6
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ETFs tracking themes — such as robotics, blockchain and cannabis — closed the year just 1% higher than where it started.January 3
