-
More than 400 advisors joined regional BDs last year, according to hiring announcements and BrokerCheck data.
October 28
-
The departures include a team that managed $380 million.
October 25
-
Seema Hingorani will help oversee relationships with the firm’s largest clients and create a new training program to develop talent.
October 24
-
The latest move is part of the regional broker-dealer’s western expansion, including teams in Colorado, Arizona and Oregon.
October 22
-
The firm added its 16th office this year, part of its bid to attract talent from rival firms.
October 22
-
Industry trends and succession planning prompted the enterprise to leave Advisor Group’s FSC Securities, according to the partner-brothers of the Nettuno Group.
October 22
-
Scandals and frayed relations with much of Washington have dragged on the stock for more than three years.
October 22
-
New recruits hailed from firms including Wells Fargo, Merrill Lynch and Raymond James.
October 17
-
The “get” marks one of the largest hires the year for the regional BD.
October 16
-
Joseph Mazzucco and at least two dozen other advisors affiliated with the No. 1 IBD in eight moves over a seven-week span.
October 14
