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The three recruits joined the independent firm from Wells Fargo and Edward Jones.
November 7
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If you plan to join another firm or go indie, you’d better reacquaint yourself with this landmark agreement first.
November 3
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The advisers made the move in the wake of new regulatory guidance which takes aim at recruiting deals.
November 2
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Two industry veterans joined the fast growing regional brokerage firm.
November 2
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"There are ways to potentially be cute with it. You could potentially cut out retirement business from the back-end bonuses," says an ex-Merrill Lynch executive who works in the independent space. "Cute doesn't usually work when it comes to regulators."
November 2
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IronGate Partners is the 11th firm to align with the aggregator this year.
November 1
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The recruits come from the private banking division.
November 1
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Adam Nash will be replaced by Andy Rachleff, who once served as chief executive of the firm, and will now be tasked with leading it during a period of fierce competition.
October 31
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The recording casts doubt on the CFP Board's claim that all CFPs are fiduciaries.
October 31
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The top level manager also has experience overseeing adviser recruiting.
October 31
