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Several wirehouse recruits and an independent team moved to the regional firm.
March 9
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The elite Bank of America unit gave one of its division heads a second region to oversee.
March 8
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The recruit who joined the Raymond James-affiliated firm also is one of the single biggest producers to join the regional's independent channel.
March 8
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Total assets for the regional B-D's Individual Investor Group will reach about $40 billion after it merges with Smith Hayes.
March 8
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The wirehouse also recruited three new complex managers from rivals UBS and Deutsche.
March 8
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Three veteran advisors departed the wirehouse to join independent firm U.S. Capital Advisors.
March 7 -
The brokerage landed 7 recruits from Edward Jones, Ameriprise and Morgan Stanley, as well as from other wealth management firms.
March 3
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Jon Short, the head of wealth management at Pimco, is leaving after 10 years to join Dan Zwirns hedge fund, Arena Investors.
March 3 -
The advisor had been a member of Morgan Stanley's Chairman's Club.
March 1
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The recruit will serve as a branch director for six offices.
March 1
