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Jim Senderling and John Robbie had been with Merrill Lynch for 27 and 25 years, respectively.
July 16 -
Kestra grabbed a practice from the No. 1 IBD, but it gained another one while preparing for a top executive’s departure.
July 16 -
Susan Elolampi will be company's latest high-level hire following a dozen appointments in recent months.
July 13 -
The practice has spent 22 years with the No. 1 IBD, but it will be at least the eighth practice of its type to leave amid changes to the firm’s policies.
July 13 -
The firm’s equity-trading business head Ted Pick, promoted to lead its division of investment bankers and traders, is one possible successor.
July 10 -
The wirehouse has lost at least 123 advisors managing $15.7 billion in client assets year-to-date, according to other firms’ hiring announcements.
July 9 -
Simple readiness strategies can insulate you from protocol fallout.
July 3USA Financial -
The bank recruited a former executive from Vanderbilt University’s investment office to assume a newly created post directing its third-party manager research efforts.
July 2 -
The firm has recruited 71 advisors so this year and opened branches in four states, according to a spokeswoman.
June 29 -
The No. 1 independent broker-dealer has grown beyond the wirehouses, but it added about 100 fewer advisors than expected from its major acquisition.
June 29