Career moves

Fees in 401(k) plan slammed as grossly excessive; investment options as imprudent.

The recruit spent two years researching the move before deciding to leave the wirehouse.

Several of the largest moves this year show top talent is looking beyond traditional choices.

In his new position, Roman will replace Douglas Hodge, who presided over a tumultuous time that included the departure of Bill Gross and a plunge in assets at the firm.

Kirstin Turner, RBC’s only female complex director, seeks to instill pride and comradery at the office, while volunteering in her community.

The asset manager co-founded by Bill Gross has suffered internal turmoil since his departure in 2014.

The recruit joined the elite firm's outsourced CIO team after more than a decade at SEI Investments.

The recruit is joining an existing practice, boosting the team's assets to $1 billion, according to the firm.

After predicting a strong recruiting year, Wells' independent advisory arm attracts planners from LPL Financial, UBS and U.S. Bank.

Two advisers joined Confluence Financial Partners, which is affiliated with Raymond James.