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Some wirehouse branch managers have made the transition to the independent channel, but doing so takes careful planning, experts say.
June 15
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The new recruits are opening a new office for the independent firm.
June 15
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The branch is staffed by 22 advisers, most of whom are recent recruits from Credit Suisse.
June 15
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Robert Cook, an attorney and former SEC director, will have to help the regulator navigate complicated matters , from calls for an industrywide fiduciary standard to heightened congressional scrutiny.
June 14
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The Gryphon Group generated $1.3 million in production before leaving the wirehouse.
June 13
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Robert W. Cook will replace Richard Ketchum, who announced his retirement last year.
June 13
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Hiring young planners is one thing but keeping them happy is another.
June 9
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The brokerage firm also added new members to its asset management team.
June 9
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William Heinzerling, who has led Stifel’s fixed-income business since 2009, is leaving the firm, according to people with knowledge of the matter.
June 8
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President Tom Naratil says the firm will recruit less, spend more on advisers already at the firm and give additional power to branch managers.
June 8
