Career moves

The RIA president says he and his colleagues will spend the next few weeks figuring out how the Personal Financial Management unit's office can fit in with its new owner.

The firm follows its major move to the Midwest by expanding its executive leadership team.

James Tuminello argues in court documents that he only reached out to clients he formed with relationships before joining the large wirehouse.

Advisors and brokers rarely put up fights when a former employer comes for loan paybacks as successes are few and far between.

They will take "senior advisor positions" upon Clayton, Dubilier's deal to take the RIA consolidator private — a deal netting them tens of millions of dollars.

Plus, Wealth.com and SigFig welcome new leaders to their teams.

Garcia will take on the task of extending the banking giant's reach in Miami.

Lisa Opoku follows Julian Salisbury out the door of the Wall Street stalwart.

The change follows multiple reorganizations of the Wall Street giant's asset management division.

Naratil thinks Lightyear Capital can offer the capital and expertise firms need on their way to IPOs.