Practice

When the Navy called Robert Gerstemeier back for involuntary active duty, he was glad that he had prepared for the unexpected.

Here are the smartest tips and tricks we’ve heard recently.

By focusing on what really needs protecting, advisors can help bring insurance spending under control.

UBS' Barry Ringelheim has seen enormous changes in the industry during his 46-year career as a financial advisor. But he says earning clients' trust remains the foundation of the business.

Even minor run-ins with the law can haunt you if you don't report them properly.

For clients, is one type of firm, business model or fee structure better than another?

Advisors can avoid risks and find success in breaking away to independence, says Shirl Penney, founder of Dynasty Financial Partners.

Some broker-dealers and some issuers have distorted the truth about the municipal advisor rule, said a former SEC lawyer who worked on the new regulatory regime.

New York is attracting financial technology startup companies and venture capitalists, who like the proximity to large banks. But watch out for London.

Comprehensive financial planning isn't just good for clients. It's also good for business -- and advisors and their firms are paying attention.