Practice

As stocks bounce between bull and bear markets, risk reduction is increasingly vital.

Switzerland’s biggest bank hired Ros Stephenson from Barclays to be global chairman of corporate client solutions, reporting to Andrea Orcel, the investment bank's chief.

A former wirehouse advisor team with $350 million in assets has left Wells Fargo to join RBC Wealth Management-U.S.

The advisor appealed FINRA's decision to suspend him for 90 days after the regulator extended the original 10-day suspension. Now, he's appealing his case to the SEC.

'The single most important driver of value by far is growth,' says Dan Seivert, CEO of Echelon Partners.

The value of advisory firms is now being driven by growth, cash flow and risks, says investment banker and consultant David DeVoe.

A story on investing trends for wealthy families drew this Twitter comment from family office CEO Arthur Salzer.

These strategies can help advisors achieve annuitylike results while cutting out intermediaries and increasing returns.

Advisors can now get help complying with SEC and FINRA social media requirements through a new program rolled out by LinkedIn.

SEC Chairman Mary Jo White also lamented the commission's inadequate oversight of the RIA sector amid limited resources and an understaffed team of examiners, telling lawmakers she hopes to expand the examination staff through a $1.7 billion appropriation.