Practice

Fortress is the fifth firm to join Omaha-based Arbor Point, which provides an open architecture platform aimed at dually registered advisors, since it launched early last year.

While most financial advisors are using social media in a basic way, few are utilizing it fully. Here are the most common mistakes advisors make with social media.

Deutsche Bank's wealth management unit has recruited former-Barclays advisor Chris Guttilla.

Almost three in four affluent millennials have assets in online brokerage accounts, while only 67% have assets in a defined contribution plan.

New York Attorney General Eric Schneiderman sent subpoenas to six high-frequency trading firms seeking information about special arrangements they have with exchanges and dark pools as well as their trading strategies, according to a person familiar with the matter.

Longer lifespans mean a big shift in planning -- particularly for female clients.

The broker-dealer was censured and fined for selling unsuitable exchange-traded funds to customers.

Can your young advisors handle the highly charged conversations that often come with major life transitions?

John Taft, CEO of RBC Wealth Management-U.S., shares his insight on upcoming regulatory changes, an ever-more complex marketplace and leadership.

To be successful and get the most out of blogging, advisors have to become three things: a strategist, a thought leader and a marketer.