Practice

Scott & Stringfellow has brought on three former Wells Fargo advisors to join its Charlotte office.

The result of the upcoming Presidential election will have little impact on investors, according to Andrew Mehalko, President of AM Wealth Management.

"To float or not to float? That is the question."

Securities and Exchange Commission member Daniel Gallagher said Thursday the stable net asset value of shares in money funds is again under review.

Sure, it slows down decisions. Sure, it's difficult to do.

An agreement reached in the Lehman Brothers liquidation proceedings could pave the way for customers of the failed brokerage to see 100% recovery without using any fund advances from the U.S. Securities Investor Protection Corp.

RBC has pulled an industry veteran from UBS to fill the position of branch director of its Burlington offices.

Fewer people are making a clear transition into retirement and the trend is creating unique challenges for advisors.

About 15% of affluent investors are considering a move within the next month. The most likely landing spot is Vanguard, followed by Fidelity and USAA, according to a new monthly survey by Phoenix Marketing International.

The idea of an advisory council leaves many advisors apprehensive, but to generate new ideas, it is critical to speak with a group of clients and prospects on a regular basis to find out what's wrong (and what's right) about your practice.