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Ill bet the amount of training an advisor receives on portfolio and client management over ten years could fill an ocean. Ill also wager the amount of training an advisor receives on managing staff couldnt even fill a thimble.
July 23
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On July 23, 2012, John Hancock Funds today unveiled a new program and a survey to help retirement plan advisers demonstrate their value and build stronger relationships with their plan sponsor clients.
July 23 -
The advocacy organization sent a letter of comment to the SEC citing the impact a fee hike could have on independent firms.
July 23 -
Phillip D. Murphy, a former manager of municipal derivatives products at Banc of America Securities LLC, now Bank of America Merrill Lynch, was indicted by a federal grand jury on three counts of conspiracy and wire fraud in connection with a fraudulent scheme to rig bids for municipal-bond related investment agreements.
July 23 -
United Technologies Company last month took the plunge into providing its employees a steady stream of retirement income.
July 20 -
TCW Funds, Inc. is liquidating the TCW Emerging Markets Equities Fund on August 31, according to a Securities and Exchange filing.
July 20 -
Paul Schott Stevens has been president and chief executive of the Investment Company Institute since 2004.
July 20 -
ON July 20, 2012, Target-date fund providers are taking two steps forward and three steps back, according to a new report by BrightScope, dubbed Popping The Hood V, 2012.
July 20 -
Financial services firms are broadening the scope of their retirement advice tools and planning a major push to help advisors understand them, according to a survey by Hearts & Wallets.
July 20 -
More and more affluent investors are looking to mobile devices to review finances and check up on their social media accounts.
July 20
