Practice

Beverly Hills Wealth Management, a wealth management firm serving high-net-worth individuals, families and businesses, announced the hiring of a new marketing director and the launch of its new Public Agency Financial Advisory division.

Janney Montgomery Scott has selected VestmarkONE to expand its managed account capabilities while providing enhanced operational efficiency.

The firm will be rolling out PriceMetrix CommissionCheck to more accurately assess the value of its services.

TD Ameritrade Institutional attracted 120 breakaway brokers to its platform for independent registered investment advisors in the third quarter of last year, a nearly 50% from a year earlier.

Transamerica retirement survey finds that unemployed and underemployed Americans face an uphill battle to recoup the assets they’ll need for retirement.

Actiance announced the first social media enablement platform to work with Salesforce’s CRM data, allowing advisors to track and analyze sales discussions with clients in their blogs, on Twitter and other popular social media sites.

The Securities and Exchange Commission has named Paul A. Beswick as acting chief accountant in the Office of the Chief Accountant, succeeding James Kroeker, who left the SEC last Friday.

Regardless of size, the most widely cited response to the question of whether a fund firm will cut spending on technology this year is: We won't.

The Financial Industry Regulatory Authority has ordered five firms to pay $117,425 in fines and restitution to customers for violation of municipal securities trade, pricing and supervisory rules.

The FPA and FiPath for Advisors announced a strategic partnership that will allow FPA members to access a variety of online marketing and educational tools.