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WASHINGTON -- The Securities and Exchange Commission wants the fund industry to provide investors with personalized statements, perhaps as frequently as every quarter, which detail the expenses each investor pays for investing in a fund.
October 5 -
Spectrem Group, a San Francisco-based research and consulting firm, is launching a new study of the market for retirement plans among the estimated nine million U.S. companies with less than 100 employees.
October 5 -
A mutual fund group that wants to go out of business used overstated net asset values (NAV) for its funds.
October 5