Practice

For high-net-worth clients whose estates top the federal exemption, smart planning matters as much as ever. Here are a few strategies advisors may find rewarding.

Recruiters see a banner year for advisor moves, likening the landscape to a seller's market.

An inside look at the ETF business of a Morgan Stanley advisor turned asset manager.

Recruiting activity will intensify as seven-year contracts begin to expire. Is now the time to cut a deal? Headhunters weigh in.

Couples should "practice being retired," taking long vacations and spending more time together -- but not too close to the kids.

Aiming at a new professional certification, the Institute for the Fiduciary Standard published a draft of best practices for fiduciaries, seeking to help investors distinguish between "product sellers and advice givers."

Now more than ever, all asset managers face a challenging and rapidly evolving environment that poses both risk and opportunity in technology as we look toward the end of this decade.

Large data pulls required in stepped-up SEC exam are not related to ongoing troubles at Girard parent RCS Capital or American Realty Capital, CEO says.

The National Football League season should remind retirement investors that luck also has a part in investing success aside from the years of preparation and good decisions; Plus, weighing the pros and cons of long-term-care coverage.

Next-generation advisors, next-gen clients and next-gen technology are at the heart of TD Ameritrade's newest programs for advisors.