Practice

The wirehouse named former football pro and advisor William Thomas to head the firm's San Francisco complex.

The National Adjudicatory Council upheld an earlier ruling finding Wedbush liable for failure to file accurate and on-time reports of customer complaints and broker registrations.

Year-end tax planning isn't necessarily a good reason to bring up charitable planning with your clients.

High-income workers can contribute more than $30K to their Roth IRA every year despite contribution limits imposed on this type of retirement account; plus, how investors can use the drop in oil prices to boost retirement income.

A Wells Fargo team left the wirehouse to join Raymond James & Associates.

Check out four big shifts that should have a significant impact on the financial advisory industry in the coming year.

Retirement calculators only give an opinion of the sufficiency of retirement savings and do not provide an accurate assessment; plus, what to do when markets tumble.

Advisors still have time to come up with significant savings for their clients.

The tax and financial advantages of a charitable gift annuity are substantial, but sometimes oversold. Make sure donor clients understand how these annuities work.

Former Convergent Chairman Steve Lockshin offers his take on events and issues surrounding the suicide of his friend, ex-Convergent CEO David Zier.