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Bruce Karpati, chief of the Securities and Exchange Commissions enforcement division's asset management unit, has a few choice words for hedge funds looking to get into the mutual fund space.
January 3 -
Prudential has added a new line-up of target-date funds for defined contribution plan participants.
January 3 -
The banking industry is expected to benefit marginally from the deal to avert the fiscal cliff, but looming fights over tax reform and the debt ceiling remain.
January 3 -
After a wild ride toward the fiscal cliff, many financial advisors now say the frenzy was worth it -- even if clients' worst fears failed to materialize.
January 3 -
Prudential has picked up a new line-up of target-date funds for defined contribution plan participants.
January 2 -
Pioneer Investments has launched Class K shares of its mutual funds for defined contribution plans that are precluded from investing in mutual fund shares with Rule 12b-1 fees or sub-transfer agency fees as part of the expense ratio.
January 2 -
Bruce Karpati, chief of the Securities and Exchange Commissions enforcement division's asset management unit, has a few choice words for hedge funds looking to get into the mutual fund space.
January 2 -
Financial advisors in the bank channel often talk about leveraging their branchs tellers and lenders to build their client books. But its the rare bank investment program that effectively ends up partnering with other bank units. Kim Burdick, senior vice president and group executive for community banking at Fremont Bank in Fremont, Calif., thinks he knows the reason.
January 2 -
Asking the right questions from the start can ensure you discover the kind of clients you really want for your business.
January 2
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The Internal Revenue Service released new income tax withholding tables for 2013 late Monday to reflect the expiration of the 2001 and 2003 Bush tax cuts and the more recent payroll tax cuts of 2011 and 2012, but noted that the guidance would be modified if Congress acts.
January 2
