Practice

GlennCap and its founder stood accused of directing the best investment returns to clients who paid the most.

Tools from voting technology provider iconik will give advisors using the firm's sustainable quantitative portfolios access to enhanced proxy voting solutions.

Genevieve Sisco alleges that men in the same role as her earned tens of thousands of dollars more in salary.

The new positions, which will be in more than 250 locations, will help ramp up compliance efforts against high-income earners, partnerships, large corporations, and promoters.

Organic growth and acquisitions, along with the help of the owner-clients of the advisory practice, are fueling its approach to fourfold expansion.

From AAI to WMS, there are 242 designations for financial professionals. Here's a quick primer on the most important ones — and how to get them.

After the ink dries on the contracts and the press releases are out, wealth management firms still need to put in the work to make a deal succeed. Here's how.

Financial Planning's Justin L. Mack gives a first-person recap of the rap concert that closed out night three of the one-of-kind wealth festival featuring plenty of California beef, and California "grass."

Tax strategy, quality of life and location represent some of the main factors when considering a CCRC, according to more than a half dozen experts.

The industry group wants the federal regulator to do more to take into account how proposed regulations are likely to affect the majority of wealth managers.