Portfolio

A federal jury found an investment advisor liable for fraud after he allegedly enticed his former brokerage clients to transfer their assets from Wedbush to his RIA practice.

Maintaining adequate reserves of spending cash can ease retirees’ concerns about periodic volatility.

Employee Stock Ownership Plans can provide company owners with a long-term exit strategy that offers cash flow, tax advantages and an opportunity to pay back employees.

With inflation so low for so long, have you considered the dangers of even modest increases to clients' portfolios?

Are advisors doing clients a disservice when they prepare to hand over the reins?

RCS Capital, is acquiring another midsize independent broker-dealer, San Diego-based Girard Securities.

Some 49% of Americans end up retiring unexpectedly. How do financial planners best help clients in this situation refashion retirement plans?

Why your awesome 401(k) is still not as good as cash; Ignore this savings plan at your peril; Will benefits continue to increase if you wait past 70?

Advisors can add up to 0.75% of additional return for clients annually with proper strategies. But active and index funds should get different treatment.

Marijuana legalization has failed to live up to the hype in terms of its impact on state economies, according to the three major rating agencies.