Portfolio

Over the past 12 months, the financial services industry has tried to confront its diversity issues while at the same time delivering stark reminders of how much work still needs to be done.

While we don’t foresee a rapid increase in yields bloodying the nose of bond markets, we acknowledge that this has happened in the past and investors should be prepared.

The people who make up this subjective group of committed professionals are reshaping a fragmented industry and serve a mission that extends beyond annual earnings.

Despite uncertainty over potential tax increases, there are still some valuable tax-planning moves for the final days of this year.

It's been a mostly up year for stock investors.

Strategists say the rally that pushed U.S. stocks to successive records this year isn’t ending anytime soon.

We can all agree that rebalancing is key to good risk management but there is no universal agreement on the best way to approach the process.

A self-reporting program on 529 plan share classes yielded five more settlements, and wealth managers agreed to pay a combined $15 million.

A committee says summaries provided by firms are full of jargon and readability issues. But fiduciary and plain-language experts say Form CRS itself needs an overhaul.

Regulators rejected a pair of proposals to offer physically backed Bitcoin exchange-traded funds, handing crypto enthusiasts a proverbial bag of coal ahead of the Christmas holiday.