Portfolio

Stocks can take a hit when rates rise on corporations and individuals, a BTIG strategist writes.

What's going on at LPL, Captrust, Avantax, Pershing, Citigroup, Edelman Financial Engines, and other quick takes from around the industry.

The police, FBI, SEC and IRS, among other agencies, have been trying to track ex-advisor Chris Burns for months, to no avail.

After the Schwab-TD merger, rival firms are re-thinking the settlement process, testing new pricing models, and improving advisor efficiency and service. Is David sprinting past Goliath?

One former rep is responsible for more than 80% of the firm’s sales of the defunct LJM Preservation & Growth Fund.

After dismissing digital currencies for years, some — but not all — Wall Street giants are warming to the idea.

Over the past year, the 20 mutual funds in this ranking have an average gain of more than 100%. Their fees are also more than twice the broader industry.

The change will affect continuing education immediately and certification examinations starting in March 2022.

The recruit oversaw more than $650 million in client assets while at his former employer.

Everything from corporate earnings and inflation expectations to valuation gaps suggest the market rotation has only just begun.