Portfolio

The more you learn, the more you realize how little you know.

Why these are more inviting under the new tax law.

A well-executed website is an opportunity to explain your value proposition to your client and reach new ones.

More than half of advisors would consider buying a smart beta muni bond ETF for clients, according to a Columbia Threadneedle poll.

An advisor kept working with clients, and impersonated others on phone calls with Schwab, the SEC says.

A study notes that retirees might be experiencing the “Homer Simpson” mindset, in which they choose immediate gratification without thinking about the long-term consequences.

The advisors agreed not to solicit clients and to return confidential information to the bank.

Stratos Wealth and other OSJs are offering more types of affiliation and equity deals in a bid to stem a competitive threat.

A long-term approach to owning individual bonds is rewarded with both greater yield and safety.

Two wirehouse advisors left the Charlotte branch one Friday afternoon, for separate firms.