Portfolio

When your client is a foreign national, it pays to find out if the same regulations apply.

Planners have a natural incentive to be narrow-minded when it comes to investment opportunities. Sometimes it’s better to look for reasons to selectively say yes.

More assets — and teams — are in motion than ever. What's behind the movement?

While American women earn only 82 cents for every dollar men earn, the wage gap is far greater for female planners.

There can be substantial penalties for those who are late to sign up, but when exactly is that deadline?

“It’s bad when this happens on a Friday, because then people get freaked out over the weekend.”

“Chase promised so many things and they didn’t keep those promises,” the juror said of the firm.

A recent report about bad incentives for brokers "did not accurately reflect how we do business and serve our clients," said Jon Weiss, head of wealth and investment management.

Instead of thinking about fiduciary purely as an obligation or regulation, advisors should envision it as something much bigger: a way of life.

Merrill Robertson Jr. had previously been sentenced to 40 years in prison in a separate criminal case.