Industry

Planner Jennifer McCosley joined the RIA with about $28 billion in assets under advisement across 45 locations.

Wealth advisors seeking the highest-earning clients should look to 30 key geographic areas, some of them not household names.

The financial services firm continues to go before FINRA arbitration panels to defend itself against claims over ex-broker's actions.

One of the largest fee-only advisory firms in the country picked up a team that has grown by a factor of 9 over the past three decades.

The firm and an advisor kept clients in leveraged funds for extended periods, even though they were often meant to be held for a single day.

But the firms continue to close faster than new ones open, suggesting consolidation remains an industry trend.

Offer value to financial advisor-adjacent professionals and prospective clients to distinguish yourself among a rapidly expanding cohort of FAs.

The former United Capital and Goldman Sachs executives who founded the new RIA consolidator chose Kansas City as the location for their first anchor office.

Planner Pamela Perskie's advisory practice, which serves musicians, NBA players and real estate and private equity executives, left Mariner to start its own firm.

Advisors managing over around $2.5 billion of assets moved since the start of the week, joining employers such as UBS and Wells Fargo, as some doubt their prospects at the former First Republic under new owner JPMorgan Chase.