Industry

The bank’s star recruit, a veteran advisor to famous authors, financiers and professional athletes is not happy about what she alleges is 'poaching.'

The firm’s newest business unit’s first move is to acquire portfolio personalization software from Optimal Asset Management.

Here's what you missed this week in wealth management.

After two years of record M&A, rising asset prices and increasing digitization, independent advisors are poised to take on the brokerages, executives said.

Signs point to yes, say our columnists, who note that COVID-19 pandemic conditions have proved a boon to the firms and M&A activity.

The wirehouse’s compensation system will see small changes as brokerages confront their recruiting and retention challenges.

SBA lenders remain the most common source of capital, but there is a conventional and increasingly popular option.

Facing a growing number of rivals in the independent channel, the wirehouse is boosting the compensation rate for more than 3,000 reps.

Here's what you missed this week in wealth management.

Amid rising criticism of bans on court filings in wealth management, the firms’ customer agreements are getting as much scrutiny as those of brokerage firms.