Industry

One of the largest RIAs in the country is adding another purchase to its hot streak of acquisitions, which included the former United Capital from Goldman Sachs.

The board's succession committee said the big bonuses were paid out in "the best interests of the company."

Coming off another record quarter, the independent broker-dealer giant sought to reassure analysts questioning its stagnant advisor headcount.

Financial Planning's Top 40 Brokers Under 40 rankings recognize the industry's top elite young producers among broker-dealer firms. Nominations are now open for the 2024 edition.

In rare move, passed-up Saperstein to stay on as head of wealth and asset management.

Financial planning careers pay well and offer great prospects, but many students still don't know they exist.

Saperstein, the president of the big bank's star wealth unit, to be head of wealth and investment management.

Two companies came together and dropped an outside clearing firm as the team led by CEO Cat Davies enters an increasingly competitive area of the industry.

A handful of insurance companies are remaining in the adjacent field or boosting their holdings, even as many of their rivals sell off most of their advisory businesses.

Columbia Wealth Advisors consists of roughly 50 advisors and other professionals affiliated with a large regional bank.