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Stifel Nicolaus lured away a 36-year veteran advisor from RBC.
January 8 -
The CFP Board has launched a new online portal intended to serve as a resource for people looking to start a career in financial planning.
January 8 -
The author and media personality merges her practice with Buckingham to spend more time on speaking and writing.
January 8
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U.S. Capital Advisors recruited a veteran Wells Fargo advisor who previously managed $550 million in assets as part of a three-person team.
January 8
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The breach illustrates the danger posed when just one employee has unauthorized or unsecured access to sensitive information, as well as the ongoing threat to financial institutions from insider theft.
January 7 -
An advisor managing $215 million in assets left Merrill Lynch to join the regional firm.
January 6
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Mariner looks at around 200 local firms each year, and ends up in serious conversations with around 10, according to CEO Marty Bicknell.
January 6 -
The RIA sector is in growth mode -- but which firms are growing fastest? See this year's list.
January 6
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A former BNY Mellon advisor that managed $850 million in client assets has formed an RIA affiliated with Raymond James' independent RIA channel.
January 6 -
The elite team left Merrill Lynch for Morgan's ultrawealthy consulting group. The mega move comes on the heels of the firm's data breach.
January 6
