Portfolio

The nascent active exchange-traded fund space, currently populated by PIMCO, AdvisorShares and Guggenheim Partners, may soon get a new entrant.

Morningstar’s fund analysts assigned a Gold rating to just one fund in the past few weeks: DFA US Small Cap I.

The Dow Jones Industrial Average picked up 65.16 points to finish at 13,029.26 Friday, closing out an up-and-down week for stocks in several key sectors.

On April 20, Strategic Insight found that institutionally priced mutual funds are gaining traction among large plan sponsors.

On Wall Street and NYLife/MainStay Investments invites you to see the top 10 branch managers of the year for 2011 (IN ALPHABETICAL ORDER).

It's been four years since the management team at Neuberger Berman decided to spend $922 million in order to acquire a majority interest in their firm and the fixed income and alternative asset management businesses of Lehman Brothers' Investment Management Division in the wake of Lehman's collapse.

Boston-based Affiliated Managers Group has agreed to acquire a majority equity interest in Yacktman Asset Management Co.

If you want to ace your examinations by the U.S. Securities and Exchange Commission, remember these three phrases: fund governance, fraudulent activities and performance and advertising.

Advisors feel that social media is a "wise use" of asset managers' time and resources and just over one-third believe asset management firms are "not yet seeing the value" of social media, according to a study by American Century Investments.

On April 20, Nuveen funds earned Morningstar Negative ratings.