Portfolio

On May 1, 2012, Delaware Investments hired a wholesaler for iSnags Pioneer Sales Exec

On May 1, 2012, FINRA fined four firms for unsupervised ETF sales.

The upcoming issue of Bank Investment Consultant will feature our annual Top Program Managers. And later this week, we’ll have a slide show of the winners. In the meantime, here’s a peek at those who just missed the cutoff (in alphabetical order). Plus, here’s a link to last year’s winners.

The Dow eked out a tiny gain in April. Here's a look at the five stocks that did the most to hold back the group last month.

Through all the ups and downs, the Dow still managed to post a tiny gain in April. Here are five stocks that made it happen last month.

Through all the ups and downs last month, the Dow Jones Industrial Average still managed to post a tiny gain – 1.59 points, or 0.01% -- for the month. Here’s a look at the five best-performing Dow component stocks in April.

On May 1, 2012, T. Rowe closed two bond funds to new investors.

The group of three advisors said changes at the bank forced their hand.

Industry veteran Steven M. Short will oversee the wealth management offices in the bank’s footprint, which includes about 15 markets across six states.

Legacy expert attorneys Danielle and Andy Mayoras say even the most savvy and successful entrepreneurs are counting on their financial advisors to protect their life’s work and legacy after they’re gone. Are you up to the task?