Corporate governance

A record number of Americans expect to be unemployed soon, giving advisors opportunities to help them plan.

These firms ramped up their ranks through recruiting and M&A deals at notable rates over the past decade — even as the channel experienced record growth.

The industry's growth has set records in the number of firms, client assets and M&A deals. These firms stand out from their peers, though.

The new rule comes after advisors had expressed concerns about personal safety and data privacy.

An LPL independent contractor accuses the firm of not doing enough to stop salacious remarks directed at him that started after a top Bank of Springfield executive learned he was gay.

The largest firms enjoy distinct advantages, to be sure. But many small and midsize independent wealth management firms have an edge, too.

The latest push-pull episode between the giant firm and its large branches came to light in its earnings call. Unanswered questions loom large for its future.

Eight Broadridge employees rowed at the Paris Olympics this summer through the fintech's Elite Athlete Management Program.

Activist shareholders targeted 449 companies with mostly large market capitalizations.

From a logo inspired by a clothing decoration to a name inspired by the cosmos, learn why these eight financial services revamped their brands.