To win at cybersecurity, base your strategy on the way you are already serving clients.

The leak included information on about 12,000 advisors who are clients at LPL Financial.

The leak affected advisors who do business with the asset manager’s iShares ETF unit.

Non-public corporate earnings reports were among the stolen information, the regulator claims.

Advisors should pay attention to compliance issues and evolving expectations from clients.

Quovo is acquired by competitor Plaid, which says it wants to extend its aggregation into the brokerage space.

The regulator says it will keep an eye on issues like cybersecurity and cryptocurrencies.

The chairman looks to finalize Reg BI while issuing warnings for advisors on cybersecurity, Brexit and Libor transition.

Should it be custodians? Or the clients themselves? Bob Veres picks a side.

As threats increase, the need for the wealth management business to safeguard clients, portfolios and industry has never been greater.

You must not overlook important cybersecurity protocols for protecting your email.

The firm is the first to be censured for violating the Identify Theft Red Flags rule.

Early adopters of machine learning technology are more likely to expect business increases this year.

Congress is considering a proposal that would allow small companies to create a multiple-employer retirement plan to enable workers to build savings.

The reforms could serve as a checklist for firms looking to enhance their own cybersecurity posture in light of the regulator’s increased scrutiny.

The ability for consumers to access and share data in one place could transform financial advice.

The rep processed a $9,850 wire request from an imposter posing as a customer, even after the customer called to say that the request was not genuine, FINRA claimed.

NASAA President Joseph Borg also vowed to work with SEC Chairman Jay Clayton’s team on improvements to the Regulation Best Interest proposal.

The news of the data breach cast a shadow over relatively strong first-quarter earnings for the Atlanta bank.