| BNY Mellon | DST | |
| CLIENT INFORMATION | ||
| # Firms | 6 | 4 |
| # Portfolios | 30,000 | 27,111 |
| # Open-end U.S. mutual fund shareholder accounts (Ks) | 82,323 | 32,900 |
| # Open-end for brokers performing subaccounting (Ks) | 77,472 | 48,800 |
| # Closed-end U.S. mutual fund shareholder accounts | 4,856 | 0 |
| # Firms added/lost in 2017 | 0(1) | 0(0) |
| # Shareholder accounts added/lost in 2017 | 0(2,852,769) | 0(0) |
| # Clients outside of the U.S. | 0 | N/AP |
| # Clients operate offshore funds | N/A | N/AP |
| SERVICE SUMMARY | ||
| Require funds to sign multiyear contract | Y | N |
| Offer hybrid servicing (mix of full and remote service) | Y | Y |
| Is your system available 24x7 for inquiry and input? | Y | Y |
| PERSONNEL | ||
| Average industry experience (years) | 26 | 10 |
| Average tenure with company (years) | 9 | 9.2 |
| Quality incentives available | Y | Y |
| In-house fulfillment facility | Y | N/A |
| TYPE OF FUNDS SERVICED | ||
| No-Load Funds | U | U |
| Front Load Funds | U | U |
| CDSC (Back Load) Funds | U | U |
| Spread Load Funds | U | U |
| Multiple Class Funds | U | U |
| Money Market Funds | U | U |
**Not reported
N=Not available
U=In use
A=Available
D=In development