TRANSFER AGENT: Business Statistics - Remote Service Providers

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Remote Service Transfer Agent business statistics.

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TRANSFER AGENT: Business Statistics - Remote Service Providers

	BNY MELLON	Envision Financial Systems, Inc.	FIS
CLIENT INFORMATION
# Mutual fund complexes	1	4	190
# Portfolios	160	**	3,398
# Open-end U.S. mutual fund shareholder accounts (Ks)	226	4,000,000	2,856,147
# Open-end for brokers performing subaccounting (Ks)	77,472	0	0
# Closed-end U.S. mutual fund shareholder accounts	0	0	N/AV
# Mutual fund complexes added/lost in 2018	0	0.0	0
# Shareholder accounts added/lost in 2018	(414.0)	569,000	99,167
# Clients outside of the U.S.	463	**	0
# Clients operate offshore funds	0	N/A	N/A
# Clients sell funds in their country of domicile	N/A	N/A	N/A
# Offices outside of the U.S.	83	1.0	135+ (FIS Corporation)
SERVICE SUMMARY
Overflow facilities	Yes	No	Yes
DC participant recordkeeping	No	No	Yes
Portfolio accounting	Yes	No	Yes
Domestic custody	Yes	No	No
Global custody	Yes	No	No
Require funds to sign multiyear contract	Yes	**	Yes
Offer hybrid servicing (mix of full and remote service)	Yes	**	Yes
PERSONNEL
Average industry experience (years)	N/A	N/A	21.00
Average tenure with company (years)	7.30	N/A	16.00
Quality incentives available	Yes	Yes	Yes
In-house fulfillment facility	No	No	No
TYPE OF FUNDS SERVICED
No-Load Funds	U	U	U
Front Load Funds	U	U	U
CDSC (Back Load) Funds	U	U	U
Spread Load Funds	U	U	U
Multiple Class Funds	U	U	U
Money Market Funds	U	U	U
Variable Annuities	U	N	U
Closed-End Funds	U	D	U
Offshore Funds	U	U	U
Foreign Managed Funds	U	U	U
State Investment Pool	U	U	A
SEC Registered Hedge Funds	U	N	U
Unregistered Hedge Funds	U	N	U
Cash Balance Hedge Funds	U	N	U

** - Not Reported
N - Not Available
N/A - Not Applicable
U - In Use
A - Available
D - In Development