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Fiduciary advocates lament the absence of the term from the SEC's rule, which they say fails to move beyond FINRA’s existing suitability standard, while the brokerage sector sees the proposal as a welcome jump in oversight.
June 15
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The move is an early indication of how firms may react to the demise of the Labor Department regulation.
June 15
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The regulation was dealt a fatal blow when a federal appeals court hearing a challenge to the rule by business groups vacated it in a split decision.
June 14
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LIMRA predicts annuity sales could gain 5% to 10% in 2018.
June 11
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The CEO of Pershing Advisor Solutions sees an opportunity for RIAs in the potential restrictions on a term that has stoked criticism.
June 7
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Wirehouses have made some recruiting mistakes in recent years. Meanwhile some aspects of corporate strategy are being done right in certain pockets of the industry. Danny Sarch offers his insight as we continue the dialogue from our Recruiters Roundtable.
June 4
- Non-profits
The New York president questions legality of national chapter's use of local chapter funds for annual forum.
June 1
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The industry research organization LIMRA sees reasons for optimism despite flat overall sales figures in the first quarter.
May 24
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A pen and paper or more advanced methods of documentation can save financial advisors from a variety of troubles.
May 22
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How can the industry find organic growth again? And where will the next generation of advisors come from? Bill Willis tackles both challenges, and discusses how they will affect compensation, as we elaborate on the issues discussed at our Recruiters Roundtable.
May 22
