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Debra Taylor is spearheading a new program entailing education for financial advisors, guides for clients and technology integrations.
February 5
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The 2025 Orion Advisor Wealthtech Survey indicates that more than half of financial advisors plan to increase their investment in technology — and that many aren't using large parts of their existing tech stacks.
February 5
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Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would receive compensation for lending out their brokerage holdings.
February 5
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Opportunistic competitors anticipating trades are swooping in first, moving prices, according to a recent study.
February 5
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For financial advisors, the hardest part of soliciting and posting SEC-compliant reviews can be overcoming reluctance on the compliance end.
February 5
Wealthtender -
Young athletes are raking in as much as several millions of dollars a year, but the nascent legalized pay for student-athletes needs reforms, a new study said.
February 4
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Advisors say they are watching these changes closely, making portfolio adjustments where needed and generally reassuring nervous clients that they have planned for this sort of volatility.
February 4
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The Zurich-based bank is in the midst of overhauling its U.S. wealth business with a greater priority on mass affluent clients and lower costs.
February 4
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Chief Operating Officer Dennis Moore is taking on the role of interim chief as the profession mourned the loss of a dedicated leader.
February 4
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There are 20 states that have sovereign wealth funds, generally funded by commodities or land, that might serve as models.
February 4
