Finance

QIM’s Tactical Aggressive Fund ended May up 13%, adding on to a 9.2% gain in April.

The money manager created the new role in order to accelerate the growth of the funds.

Investors are fleeing debt-riddled companies amid the anticipation of rising rates and growing corporate leverage.

Emotion-driven decisions may result in portfolios that retirees find palatable, but they are also likely to result in lower returns.

Long Game uses behavioral economics and the mass popularity of lottery games to redirect lottery spending toward savings.

Bond math can get complicated, but communicating and adapting to a changing world is what being a professional adviser is all about.

Pushing them to plan ahead is “the biggest issue we face as an industry,” one CEO coach says.

The wirehouse’s pre-tax earnings jumped 42% year-over-year despite losing 176 advisers in that time.

Dan Arnold expects that upheaval to lead to more movement of advisers and assets.

The firm's Private Client Group saw pretax profits drop to $29 million from $83 million for the year-ago period.

We must control our own bad behavior before we can become coaches for our clients, says contributor Allan Roth.

The infusion comes as the financial services industry continues to search for safer ways for customers to share their account data with third-party apps.

The firm's adviser headcount slipped 98 year-over-year.

The firm reported record revenues, net income and client assets for the first quarter.

First-quarter profits jumped almost 40% on $577 million in revenue.

Some brokers who recently left the wirehouse cited differences over its policy to cease offering commission-based retirement accounts.

While first-quarter revenue from insurance services fell 7.5% year-over-year, the overall wealth management business still managed to come out ahead.

The Buffalo-based institution generated $120 million in first-quarter revenue from trust services, up 8% year-over-year.

First-quarter revenue jumped 9% year-over-year even as the number of advisers fell by 10%.

Net income and client assets grew even as the firms' headcount continued its steady decline.