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To attract clients, brokerage firms should be offering a mix of in-person as well as online, self-directed investing and retirement planning options, according to a recent report by Aite group.
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The Salentica Advisor Desk with the Schwab OpenView Gateway is a platform for independent investment advisors to access real-time information on their clients' financial holdings through the Salentica CRM solution.
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Do you know a branch manager who deserves recognition for a job well done? On Wall Street and sponsor New York Life/MainStay Investments are now accepting nominations for the annual branch manager awards honoring the best leaders in the wirehouse and regional wealth management firms.
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Bank of America said Friday it would pay $2.43 billion to settle a shareholder lawsuit over its purchase of Merrill Lynch, in an expensive effort to resolve one of many problems it faces from the financial crisis.
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The Birmingham, Ala., regional banking company has quietly consolidated its investment-related groups under one wealth management group. The restructuring was partly spurred by the company's sale of Morgan Keegan earlier this year.
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Eliminate the surprise of taking a new job that's not a good fit - your due diligence will help make your next move a fulfilling one.
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Hirings this month include Merrill Lynch adding Lee Miller, Andrew Pleat and Mark Kean from UBS and Morgan Stanley hiring nine advisors including UBS's Keith Munera and John Wildemore.
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The ultimate test of leadership is the way you handle employees' reactions to innovation.
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How to make a seamless move to a new firm with less effort
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Many advisors discover their life's work after trying other careers.
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