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In Charlotte, Morgan Stanley Smith Barney expects to hire more than 50 private bankers who will work closely with the financial advisors later this year.
June 3 -
Payden & Rygel announced Wednesday with a WSJ tombstone advertisement that it has opened its first office on the East Coast, selecting Boston’s Financial District.
June 2 -
UBS Wealth Management Americas hired four advisors from Merrill with combined assets of $352 million. The new team will join the firms Jacksonville, Fla., office.
June 2 -
CIT Group Inc. is rounding out its executive suite, taking another step toward normality for the financing company and potentially earning regulators' approval for John Thain's planned shift toward a banking model.
June 2 -
Insitutional broker-dealer M.S. Howell has opened an RIA division, as all eyes focus on the ability of smaller firms to survive.
June 1 -
In an effort to expand operations in Latin America, Morgan Stanley Private Wealth Management announced Monday it hired four executives to serve ultra wealthy individuals in Venezuela and Colombia.
June 1 -
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The Securities and Exchange Commission has appointed Brian T. Croteau as its deputy chief accountant for the Professional Practice Group in the SECs Office of the Chief Accountant.
May 28 -
Nomura Securities International Inc. said on Thursday it hired two senior professionals from the Royal Bank of Scotland for its rates business. Steve Ashley will be global head of rates and Chris Fleming joins as global head of rates sales.
May 28
